Trader Update

Final Update: CEE Review Determination for multiple symbols

19:04 ET 01 Aug 2012
NYSE, NYSE MKT Market Operations Update

The NYSE and NYSE MKT has completed sending all busts to member firms via the Common Customer Gateway (CCG) for the six affected symbols from today's CEE. The six symbols are posted below.

Symbols:

WZE at or above $4.68
CO at or above $3.22
UTG RT at or below $0.0497
EJ at or below $3.36
ARC at or above $5.71
KWK at or above $5.91

 

Update: CEE Review Determination for multiple symbols

15:54 ET 01 Aug 2012

The NYSE and NYSE MKT in association with all relevant regulatory authorities have concluded the review of this morning's CEE filing.  The six symbols listed below will be the only symbols with cancelled trades; no additional symbols will be considered for review.

This decision is not subject to appeal.

Symbols:

WZE at or above $4.68
CO at or above $3.22
UTG RT at or below $0.0497
EJ at or below $3.36
ARC at or above $5.71
KWK at or above $5.91

Update: CEE Review Determination for multiple symbols

15:11 ET 01 Aug 2012

The NYSE and NYSE MKT encourage all member firms to keep their Common Customer Gateway (CCG) lines up and available after 4 p.m. ET today as some of the trade cancellations referenced in the prior message may not flow back until after 4 p.m. ET.

In addition, all associated tape prints will be removed from the Consolidated Tape after 4 p.m. ET.

CEE Review Determination for multiple symbols

14:57 ET 01 Aug 2012

The NYSE and NYSE MKT have determined to cancel all trades in the following six symbols associated with this morning's CEE for multiple securities. Trades executed 30% or more above or below the NYSE/NYSE MKT opening price today between 09:30:00 a.m. and 10:15:00 a.m. ET will be busted.
 

This situation is still under review by all relevant regulatory authorities.

Symbols:

WZE at or above $4.68
CO at or above $3.22
UTG RT at or below $0.0497
EJ at or below $3.36
ARC at or above $5.71
KWK at or above $5.91

Update: CEE Review Initiated for 140 symbols

11:48 ET 01 Aug 2012

The NYSE and NYSE MKT are currently reviewing trades in 140 symbols, provided in the attached spreadsheet, between 09:30:00 a.m. and 10:15:00 a.m. ET today.

The NYSE and NYSE MKT will provide an update shortly regarding these reviews.

 

Affected Symbols

CEE Review Initiated for 148 symbols

10:41 ET 01 Aug 2012

The NYSE and NYSE MKT are currently reviewing trades in 148 symbols between 09:30:00 a.m. and 10:15:00 a.m. ET today.

The NYSE and NYSE MKT will provide an update shortly regarding these reviews.